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Five layers to map
A practical broker technology stack contains client operations, a trading platform, market data, execution connectivity and infrastructure. The stack is easier to operate when each layer has a defined owner and an explicit interface to the next. The architecture table below identifies the purpose and acceptance evidence for each layer.
Walk through account provisioning
The client system issues a request for an eligible account. The platform creates it in the intended group, and the result returns to the client system. Stable identifiers allow the operations team to reconcile the records. Failures need a visible pending or failed state rather than a generic success message based only on receipt of the request.
Walk through pricing and execution
A data source supplies eligible instrument updates; the platform presents pricing under its configured specifications. An order then follows the documented execution path and returns an outcome. Pricing and execution use related instrument definitions, but their failure modes differ. Monitor them separately.
Infrastructure supports every workflow
Resource capacity, network access, backups and credentials affect all other layers. Recovery planning should state which components must return first and how integration state is reconciled. An application being reachable does not establish that its dependencies or account workflows are healthy.
Build a dependency-led launch plan
List the suppliers, test environments and acceptance gates before assigning dates. Deliver a known configuration baseline and ownership map. The broker launch page turns this architecture into a project sequence; the service catalogue lets an existing operation select one layer without rebuilding the entire environment.
Architecture and acceptance evidence
| Layer | Purpose | Evidence to collect |
|---|---|---|
| Client operations | Record clients and issue account workflows | Provisioning, retries and permissions tests |
| Trading platform | Apply the agreed account and instrument model | Configuration baseline and account tests |
| Market data | Deliver eligible instrument updates | Mapping, timestamps and freshness checks |
| Execution interfaces | Route requests and report outcomes | Lifecycle, rejection and recovery tests |
| Infrastructure | Run and recover the required services | Capacity measurements and restore evidence |